With the demise of Al Jazeera America's online presence, I'm concerned an important article I wrote after the release of the Executive Summary of the Senate Select Committee's report on the CIA torture and rendition program may someday disappear from the Internet. It's not true that everything on the Internet is there forever.
This article uniquely examined aspects of the CIA's "enhanced interrogation" torture program that were ignored by the rest of the press, including progressive press - namely, links to past actions by the CIA and its personnel. This article shows that the CIA's "EIT" program was no aberration. The program has links to past activities by CIA, and in particular use of so-called "mind control" techniques explored in its MK-ULTRA and similar program, and its implementation in a set of interrogation-cum-torture manuals released from the 1960s-1980s. Even, as this article makes clear, some of the personnel involved are even the same.
The CIA's various programs in interrogation, torture, mind control, and the manipulation of human behavior all involved top universities and researchers, and cost millions of dollars. Today, apologists for the CIA would like nothing more than to relegate its existence to the nether-land of "conspiracy theory." But its existence was only too real, as we were recently reminded when I republished a memoir from a top U.S. psychologist, now professor emeritus at New York University, who was swept up unwittingly into its workings.
Al Jazeera America was uniquely interested in exploring such material. Its place on the media scene will be sorely missed.
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Torture program linked to discredited, illegal CIA techniques
[originally published at Al Jazeera America, 18 December 2014]
by Jeffrey Kaye
Torture methods employed by the CIA under the guise of its “enhanced interrogation techniques” program can be traced back — through personnel and decades of research — to human experiments designed to induce the subjugation of prisoners through use of isolation, sleep and sensory deprivation, psychoactive drugs and other means, according to details contained in the Senate Select Committee on Intelligence report, a summary of which was released last week.
While many have focused on the brutal physical distress inflicted on detainees — beatings, extreme cold and heat, painful rectal force-feedings, waterboarding, and more — a close reading of the 500-page summary also suggests other disturbing aspects of the CIA’s means of breaking down prisoners.
The CIA chief of interrogations under the Bush administration, whose name was redacted in the Senate report, previously used a discredited training manual, Human Resource Exploitation (HRE), which was identified as using torture on political opponents of 1980s Latin America regimes — he was even admonished by the agency over the matter. That handbook, according to the Senate Select Intelligence Committee report, drew “significant portions” from an even earlier 1960s CIA interrogation handbook that advocated rapport-style interrogations and, when CIA found it was needed, the torture of suspects. Both manuals were heavily influenced by the work of the CIA’s MKULTRA program.
And MKULTRA is the stuff of nightmares — a multimillion-dollar program that endorsed the use of LSD, hypnotism, sensory deprivation, and sleep deprivation, among other physiological, psychological and behavioral techniques. The goal was to gain total psychological control over people and, in particular, prisoners held by the CIA or military intelligence agencies in the 1950s and ‘60s.
Any suggestion of the drugging of prisoners in the post-9/11 era could be explosive. The application of “mind-altering substances or other procedures calculated to disrupt profoundly the senses or the personality” is a serious violation of federal law, with convictions bringing sentences up to 20 years in prison.
Still, details and language in the SSIC report could be seen to be pointing in that direction.
Allegations of the use of pharmacological agents against detainees exist in the summary. Authors of the SSCI report cite repeated statements by “high-value” prisoner Abd al-Rahim al-Nashiri that his CIA captors drugged him. The report does not comment further on this issue, though at least one other prisoner is described as being “sedated” at one point.
The interrogators tasked with working al-Nashiri over would have been operating under instructions given to them in “approximately 65 hours” of training in a course called “High Value Target Interrogation and Exploitation,” according to the SSCI report.
The course taught a program that CIA psychologists had developed through the adoption of techniques from the military’s Survival, Evasion, Resistance, and Escape (SERE) handbook, meant to help U.S. servicemen withstand torture if captured by a government that did not abide by the rules of the Geneva Convention.
The chief architects of these enhanced interrogation techniques (EITs) were James Mitchell and John “Bruce” Jessen — two former Air Force psychologists who left SERE to work for the CIA.
Their roles have been well documented. But until the release of the Senate’s report, there had been no indication that the CIA already employed Mitchell at the time he was hired to work on “war on terror” interrogations.
According to new information in the summary, when Mitchell joined up with CIA black site interrogators in Thailand in April 2002, he had already been working as a contractor for a division within the agency that has a long and storied — some would say, infamous — history, the Office of Technical Services (OTS).
The role of the OTS in the origin of the current torture scandal has not been highlighted until now. But it is not the first time the office and its predecessors have been involved with torture.
The OTS has gone by other names in its history, including Technical Services Staff (TSS), and Technical Services Division (TSD). Its purpose was to create the technologies used by the covert operations wing of the CIA, including spy satellites, secret writing ink, audio and optical surveillance, concealment devices, and novel methods of assassination.
According to one declassified CIA document, OTS receives its orders "through higher echelons (Office of the Director or Deputy Director for Operations).”
And it was through OTS’s predecessors — both TSS and TSD — that MKULTRA operated.
With well over 100 subprograms, MKULTRA cost millions of dollars in its over two decades of operation, ending in the early 1970s. It researched the possible use of many different kinds of drugs, including hallucinogens like LSD.
Its controversial techniques were the subject of more than one Congressional investigation (see this example [PDF] of one such investigation).
The lessons from the MKULTRA program were incorporated into a manual in the early 1960s. The handbook, known by its CIA acronym KUBARK, includes descriptions of drugging of prisoners — a process it called “narcosis.” A number of the KUBARK techniques migrated to the later, 1980s HRE manual.
Links to earlier torture
The link from MKULTRA to KUBARK to HRE to the post-9/11 EIT torture program was not just ideational, but organizational, even involving personnel from earlier torture programs.
According to the Senate report, the person chosen in late 2002 to be the “CIA's chief of interrogations in the CIA's Renditions Group, the officer in charge of CIA interrogations" had been elevated to the post despite having earlier been accused of “inappropriate use” of HRE techniques.
Mitchell and Jessen — who are widely acknowledged to be the men referred to in the SSCI report as SWIGERT and DUNBAR, psychologists whose contracting company was paid $81 million by the government — were “commissioned” by OTS in late December 2001 or early January 2002 to write a study of Al Qaeda techniques for resistance to interrogation.
By April 1, 2002, according to the Senate report, OTS cabled a new “proposed interrogation strategy” to the CIA interrogation group at the black site holding Zubaydah in Thailand. The new strategy was “coordinated” with Mitchell, and included manipulation of the environment “intended to cause psychological disorientation” for the prisoner.
According to the OTS cable, the plan was meant to instill in a prisoner "the deliberate establishment of psychological dependence upon the interrogator," and "an increased sense of learned helplessness." The emphasis on “psychological dependence” mirrors the language of the KUBARK manual, and the theories behind control of human behavior that were explored in the MKULTRA program.
Human experimentation
Later questions about assessing the “effectiveness” of the new “enhanced interrogation techniques” introduced by Mitchell and OTS raised fears within CIA’s Office of Medical Services that studying the EITs would violate federal policy on human experimentation.
Addressing such concerns, the CIA’s Inspector General said a review of the EIT program would not need “additional, guinea pig research on human beings” — “additional” implying that such experimentation may have already taken place.
But he added that there were “subtleties to this matter,” noting the need to study variables in how the techniques were affecting prisoners, including individual differences, and how prisoners reacted over different time periods, intensities of administration, and to different combinations of techniques.
By this time, OTS and its Operational Assessment Division had vetted the supposed safety of the program and reported to Justice Department attorneys, who were themselves trying hard to find a reason to allow the torture.
The Senate report also cited conflicts of interest where both Mitchell and Jessen administered the brutal interrogations, evaluated their supposed effectiveness, and also determined whether a detainee was resilient or healthy enough to continue applying the EIT.
The new evidence about the role of the OTS in the implementation of the CIA torture program demonstrates the conflict of interest was not limited to Mitchell and Jessen, but included other CIA personnel and divisions. It also suggests that the EIT was not a sole aberration by two psychologists looking to make money off the “war on terror,” but that the torture program they established was rooted in the CIA’s institutional history.
It also suggests that the full extent of the CIA’s program is still not yet known, but may lie in the approximately 6,000 pages of the report that have not yet been declassified by the Senate committee.
Sunday, February 28, 2016
Wednesday, February 24, 2016
Top Psychologist's Personal History of MK-ULTRA: "The CIA-LSD Story in Retrospect"
The article below was written as a presentation by Professor Leo Goldberger at a conference, “Medical Science Without Compassion,” held in Cologne, West Germany, September 28-30, 1988. It is reprinted here with special permission of the author. It was first published along with other contributions from the conference in monograph form in 1991.
I am publishing Prof. Goldberger's essay in full. The endnotes, typographical marks, and emphases are all from the original essay. Bracketed material represents editorial insertion. This is a long essay. For readability sake online, I have broken up some of the longer paragraphs. In addition, I have added some subheads, both to make the article easier to read, and to help orient the reader in finding content. I have tried to keep the subhead titles empty of editorial comment.
An actual PDF of the original essay is available at this link, or see embedded document below.
There has been a dearth of historical work done on the actual work of psychologists and other behavioral scientists on the various CIA mind control and interrogation programs. To this day, there is no academic examination of the full extent of the MK-ULTRA and similar CIA programs, even though much of the relevant material was released years ago. The failure of both the academic world, and civil society in general, to deal with the crimes undertaken by the CIA and Pentagon in relation to these types of programs led directly to the use of experimental torture programs by the U.S. government after 9/11.
In particular, it is very rare that a participant scientist would speak out on his participation, witting, or as in Prof. Goldberger's case, unwitting, in the CIA's MK-ULTRA program. I am posting this material here as a public service, and with the aim of encouraging others to step forward and contribute what they experienced. At another time, I will attempt a critical review of Prof. Goldberger's work. I am very grateful to him for having the courage to step forward and talk about what he experienced.
For those looking for a view from the other side, so to speak, see my review of Karen Wetmore's book, Surviving Evil – CIA Mind Control Experiments in Vermont, written from the standpoint of an MK-ULTRA experimental subject; or see her guest post written for this blog, "Fifty Years of Secrecy: Investigating CIA Mind Control Experiments in Vermont" (April 2015).
Professor Goldberger wrote to me last year to amplify his feelings about his contributions to CIA research during the Cold War.
The CIA-LSD Story in Retrospect
by Leo Goldberger
[Professor Emeritus, Psychology, New York University]
It is not a pretty story, but then the very mention of the CIA conjures up nasty business – concerns far removed from the Ivory Tower of Science. Yet, as we know only too well, the world of science does intermesh with the world of affairs, politics and power, and more often than not these worlds may collide in terms of their implicit and all too frequently unexamined assumptions and value systems. This was obviously the case in the USA when, during the 1950s and 1960s, some major breaches in the conduct of human experimentation occurred.
These breaches were not limited to the administration of LSD and other psychoactive or unproven drugs to unsuspecting persons (soldiers, college students, and psychiatric patients) as guinea pigs, but involved a long list of other macabre interventions, such as radiation, harassment substances, and paramilitary devices and materials. In some experiments, certain drastic forms of sensory deprivation and immobilizing drugs, such as curare and Sernyl, were also used.
In other experiments, sensory deprivation was combined with so-called “psychic driving” techniques, the brainchild of Dr. Ewen Cameron, a prominent psychiatrist of his day, in which psychiatric patients were exposed to the intensive repetition (16 hr. a day for six to seven days or more) of prearranged verbal signals while receiving intensive electric shocks. Rather risky undertakings, based on harebrained, pseudo-scientific ideas and most certainly a clear breach of ethics. The use of various modes of indirect personality assessment procedures and invasive techniques was also highly questionable. Mercifully, some techniques, such as neurosurgery (for the purpose of exploring the pain center), were apparently ruled out as too dangerous.1
The guilty parties, who entered into a Faustian-like pact with the CIA, compromising their scientific credo, belonged to several distinct categories, categories that became less and less distinct with time. There were, first of all, the so-called CIA Technical Staff, scientists among them, which in the case of the behavioral sciences (a term I shall use to include a variety of disciplines in the life sciences as well as the social sciences and mental health fields) was very limited in number.
In fact, the person who quickly rose to become the head of the CIA’s Mind Control unit, Dr. Sidney Gottlieb, a protégé of the CIA Director himself, Richard Helms, was a pharmacologist with a biochemistry doctorate who had served in the Technical Service Division’s chemical wing, working with germs and other unspeakable weaponry. But Dr. Gottlieb soon found a cadre of willing psychologists and psychiatrists as fully committed hired hands or, in some instances, as consultants, on call when the need arose. It was principally this more limited group that crossed the usually untraversed chasm between the CIA’s Technical Division and the Operational Division, the latter being the division whose agents are responsible for field operations, those who actually do the dirty work.2
The second category consisted of a sizable number of scientists, many of whom were, or at least claim to have been, blissfully unaware of their connection to the CIA. (One ought to note, for what it’s worth, that according to the CIA, one-fourth of the American scientists who were approached by the CIA agreed to work for it!)3 They were the recipients of grants from a few private medical research foundations, three or four in all, that served as secret conduits for research funding, by and large of the pure science variety, but research that held immediate or potential interest for the CIA.
Some scientists received grants for work that clearly had little if any CIA relevance; however, their projects and publications, which typically acknowledged the foundation grant, served as a cover. Their names added luster to the CIA front foundation, making the foundation’s work seem legitimate. This was so in the case of Carl Rogers, for example, the well-known founder of client-centered therapy; B.F. Skinner and Hans Eysenck, world renowned psychologists, are other examples.
Other scientists clearly knew whence the funding derived and, indeed, were in direct communication with CIA agents or became regular consultants. A few of them served as pipelines of information for the CIA. They kept the CIA posted on what was happening in the laboratories, journals, and scientific meetings that might be of potential interest. A sort of science spy network, as it were – all very, very secret, as “national security” was presumably at stake as well as the reputation of the CIA-associated scientists.
But I am getting ahead of my story. I ought first to indicate my own interest and role in this sordid business. I shall briefly describe how I fit in, while moving the more relevant story along. I was a graduate student in psychology at McGill University (Montreal, Canada) in 1952, when I was solicited to serve as a subject in an experiment which was to pay $1/hr and which required that I set aside several days. In need of money and with a virtuous impulse to help a fellow graduate student complete his dissertation research, I agreed.
The experiment, as I learned several years later, was the first of many – generically known as sensory deprivation. I was isolated in a small sound-proofed room and requested to lie as motionless as possible, in a supine position, wearing translucent goggles. No activity, no sensory stimulation except for an occasional test procedure over an intercom system to evaluate my mental functions. This went on, in my case, for 24 hours.
As I recall, it was a rather boring experience, broken by sleep and stretches of fantasy-filled reveries, but not an especially dramatic, stressful, or debilitating one. Though I had given my “informed consent,” I was not given much in the way of a satisfactory “debriefing.” I was only given a rather general rationale for the study – certain hypotheses concerning the relationship of the sensory system and cortical functioning were being tested – but certainly not told the whole truth, which as I was to learn later, was the exploration of so-called brainwashing techniques. The study was in fact a piece of contract work for the Canadian Department of Defense and was highly classified.4
The Human Ecology Program
In 1954, still a graduate student but now in New York, I was employed as a research psychologist at Cornell Medical Center – New York Hospital, within a unit named the “Human Ecology Program,” nominally housed in the neurology department and headed by a most eminent professor of neurology, Dr. Harold G. Wolff, known for his pioneering work on headaches, pain, and psychosomatic disorders. (Dr. Wolff had served as editor-in-chief of the AMA’s Archives of Neurology and Psychiatry and, in 1960, became president of the American Neurological Association.)
My assignment was to participate in an interdisciplinary project studying the adaptation of 100 Chinese men and women to life in America. They represented a group of Chinese who had come to the USA on a temporary basis to pursue postgraduate work in a variety of fields. In consequence of the Communist take-over, our government decided to block the return of these men and women, most of whom were thus stranded in the USA without their families and faced with an uncertain future. I and the rest of the staff were investigating this “experiment in nature” – the stress of geographic dislocation and its adaptational consequences – in order to determine the “ecological aspects of disease,” in Dr. Wolff’s original phrasing. My role on the interdisciplinary team was to assess the Chinese by a fairly standard battery of personality and intelligence tests. The anthropologist and the sociologist interviewed them about cultural and kinship issues, while a psychiatrist and a psychoanalyst plied their special types of probing questions. In return for their participation in our project, the Chinese received a complete physical – free of charge – something they very much appreciated. They were also motivated intrinsically by a desire to tell us about China and Chinese culture, in not about their own interrupted lives.
Little did I know then that my work with the Chinese had been designed by others for an entirely different end. Only in 1977, more than twenty years later, upon receiving a call from an investigative reporter who wished to interview me about my involvement with the Human Ecology Program, did I learn the truth. To my shocked surprise, I found out that the program I had been a part of had been totally financed by the CIA. The real aim of the Chinese project – and the reason for its generous funding, I now learned – was to ferret out potential agents for future assignments in China. (Incidentally, the Chinese project was duly replicated, using Hungarian Freedom Fighters of 1956, this time with the surreptitious aim of studying the characteristics of “defectors.”)
Subsequently it was revealed that only Dr. Wolff, and perhaps one or two of his staff and others high up in the university and hospital administration, knew of the behind-the-scenes role of the CIA. It seems that Dr. Wolff was a personal friend of Allan Dulles, then CIA Director. The lure of continuous, large-scale funding, which could be diverted to a variety of other and more traditional research projects under Dr. Wolff’s direction, must have been very attractive to this totally science-absorbed, emotionally detached, and ascetic workaholic. Of course, patriotic sentiment undoubtedly played a significant role given the temper of the times.
In 1955, in response to Wolff’s enthusiastic and grand vision of the “synergistic partnership between science and the CIA,” the Agency enlarged the CIA-funded study program into a research foundation (the money presumably coming from rich private donors and former patients, but actually from the CIA) which became known as the “Society for the Investigation of Human Ecology,” with Wolff as president. Through this CIA-controlled funding mechanism, Wolff extended his and his staff’s efforts on behalf of the Agency, efforts which now went far beyond Cornell. Wolff was expansive in his scientific dream, to say the least. For instance, he wrote the CIA that once he had figured out “how the human mind really worked,” he would tell the Agency “how a man be made to think, feel and behave according to the wishes of other men, and conversely, how a man can avoid being influenced in this manner.”5
In retrospect, there were several peculiar events during my two years with the Human Ecology Program that ought to have aroused my suspicion that things were not what they seemed. The first was an intense interest Dr. Wolff showed in my experience as a subject at McGill, something I had only casually mentioned once. He wanted every detail, and eventually he urged me to duplicate the experimental set-up at the hospital, using the more drastic stimulus reduction technique provided by water immersion. This was a technique developed by John Lilly, whose frontier brain research at NIH was of intense CIA interest, but who apparently had refused their approaches because he found secrecy inimical to the scientific process. Little did I know that Dr. Wolff’s desire to grill me about my sensory deprivation experience was triggered by his preoccupation with brainwashing techniques, of interest to the CIA, for whom he was preparing a comprehensive report.6
The Notion of "Brainwashing"
It was the notion of “brainwashing” that, in Marks’ phrase, helped Americans “pull together a lot of unsettling evidence into one sharp fear” and served as the starting point for the CIA’s involvement with the behavioral sciences.7 In the early 1950s, rumors were flying about various exotic, mysterious techniques (dubbed “brainwashing” in a 1950 Miami News article planted by Edward Hunter, a CIA agent with a journalist cover) supposedly practiced by the Russians, the Chinese, and the Koreans to extract confessions for public show trials. Just conjure up the picture of the bizarre public confession of Cardinal Mindszenty in 1949, who appeared zombie-like, as if drugged. The USA was in the midst of cold-war hysteria and propaganda battles were being fought around the globe. Anti-communism was at its highest pitch, and so was McCarthyism. No wonder the CIA was on the alert, trying to assess what was happening. They were trying to determine exactly how the Russians, Chinese, and Koreans interrogated their prisoners, how they extracted confessions. Were they using drugs, hypnosis, sensory deprivation, subliminal or extrasensory communication, stress techniques or some sort? If so, “our side” had to know for defensive and, ultimately, for offensive purposes.
This laid the seed for the CIA’s Mind Control program which, for Richard Helms, was actually a continuation of his earlier OSS work during WW2, in which drugs such as marijuana, and psychological ploys, had also played a role. In fact, several of the initial staff recruited for this CIA unit were former OSS staff members experienced in the derring-do of clandestine work and its science-fiction-like, imaginative, and sometimes lurid escapades.
The CIA’s Mind Control program, known at various points in the 1950s and 1960s by the cryptonyms BLUEBIRD, ARTICHOKE, MIDNIGHT CLIMAX, MK-ULTRA, MK-DELTA, among several others, eventually funded 185 non-governmental scientists at 86 institutions, some of the most prestigious universities and hospitals in the USA, at about $25 million. Its arena of interest, which began with the search for a truth drug or hypnotic method as an aid in interrogating enemy agents, broadened by leaps and bounds once “brainwashing” had become a focal concern. In a 1953 document, for example, Dr. Gottleib listed subjects he expected one contracting scientist to investigate with the $85,000 the Agency was paying him. Dr. Gottlieb wanted “… operationally pertinent materials along the following lines:
a. Disturbance of memory
b. Discrediting by abhorrent behavior
c. Alteration of sex patterns
d. Eliciting of information
e. Suggestibility
f. Creation of dependence.”
A tall order to say the least.
A second potential clue that the Human Ecology Program was involved in some extraneous business was a meeting I attended in 1955, along with some 30 psychologists and psychiatrists, most of them quite prominent in their field. They were all recipients of some past or current grant money from the Society For Human Ecology for their research. The meeting was called to order by one of the administrators of the society (a psychologist and retired major-general), who alerted us to the confidential nature of the topics to be discussed and said that we were free to leave at any time if the matter held no interest for us.
In my own case, I left fairly early upon hearing the gist of the task at hand: we were asked to help prepare a manual on the interpretation of non-verbal behavior (signs, cues, gestures, etc.) for use by CIA agents in debriefing American visitors to the USSR (who might have met various high-ranking officials about whom valuable intelligence regarding health/illness status, personality, and attitudes could be generated indirectly). I left because I had no stomach for the preoccupation with the East-West conflict nor for clandestine work. But I also thought it was a foolish and unrealistic undertaking: what could we as psychologists validly and usefully deduce about another person by second-hand reports of external behavior? Better ask Gypsy palm readers, hypnotists, car salesmen, or their ilk – they are, I suspect, far better commonsense psychologists, superior “menschenkenner,” than the professionals in the behavior science field.
When in 1977 the New York Times carried a series of headline stories exposing the details of the CIA’s secret Mind Control program, I was not at all surprised to read that the CIA had, indeed, pumped headwaiters, fortune-tellers, prostitutes, hustlers, con artists, psychics, hypnotists, and others for their collective wisdom on how to assess and manipulate people. A magician apparently was also on the CIA payroll for the purpose of teaching agents how to slip LSD surreptitiously into someone’s drink at a party.8
"Unwitting CIA guinea pigs"
Administering LSD without informed consent was among the worst offenses perpetrated by the CIA-connected scientists – psychiatrists and psychologists among them. The CIA’s technical staff (that is, those scientists who worked for the CIA) certainly knew enough from the published LSD research to know that the variables of experimental set and setting play a major role in mediating the effects. They knew it was possible to predict the general effects of a certain dosage level for a given type of person under given laboratory conditions, but what about natural, field conditions? This had never been systematically investigated under prevailing standards of professional ethics. Nevertheless, the CIA scientists went ahead. They felt it was a sufficiently important question in light of national security considerations.
According to some accounts, as many as 50 people, including CIA agents themselves, several foreign agents, soldiers, and people deliberately picked up in bars and brought to a “safe house” by prostitutes, were given LSD or other hallucinogenic drugs without their knowledge, serving as unwitting CIA guinea pigs.9 Though the records of these surreptitious experiments were ordered destroyed by Richard Helms in 1973 – on the eve of the first Senate investigation – we do know that there were at least two suicides as a direct result of the mind distorting drug experience. A lawsuit by the family in connection with one of them is still pending [in 1991] as are at last four other lawsuits by former soldiers.10
One particularly gruesome experimental run was conducted by the research director at the Federal Drug Facility in Lexington, Kentucky, Dr. Harris Isbell. Here inmates were rewarded with either the drug of their choice – usually cocaine or heroin – or early release if they volunteered. He personally administered LSD in increasing dosages to seven men for some 70 days to test tolerance levels! He has never permitted any interviews.11 Incidentally, the pivotal figure in the CIA, Dr. Gottlieb, not only has refused any interviews, but, after the initial press attention and his resignation in 1973, he fled, living abroad for several years. He eventually returned in 1977 to testify in closed chamber before the Senates [sic] Subcommittee on Health and Scientific Research, having been granted immunity from criminal prosecution.12
According to his colleagues, Gottlieb is a “tinkerer... he likes to fiddle with things.... He has never made a decision on his own... not a guy who would make waves with authority.... He has a singular talent, much needed within the CIA, the ability to take a complicated scientific problem and explain it in terms that his non-scientific superiors could understand.”13 It was obviously this talent that his patron, Richard Helms, a non-scientist, valued. One might also infer that it was Richard Helms, the boss, who gave the orders and Gottlieb, the tinkerer, who carried them out. As a tinkerer, in the tradition of the technician, he focused more on means than on ends. This same quality of “tinkering” was true also of the CIA’s chief psychologist, with whom I became personally familiar when he worked under cover on the Chinese project at Cornell.
What were the after-effects, if any, in the more than 1000 college students, prisoners, mental patients, and army personnel who were subjected to LSD or similar drugs under a variety of conditions, with varying degrees of informed consent or explanation of potential risk factors? We simply do not know. The army, which along with other military services conducted its own as well as CIA-inspired research on LSD, was instructed by congress to do a follow-up.14 The results have, to my knowledge, not become public yet.
Much of the published work on such topics as LSD or sensory deprivation was carried out under quite legitimate auspices, governmental and otherwise. Not everything in these areas of research was tainted by CIA moneys. In my own case, soon after leaving Cornell’s Human Ecology Program I conducted a series of 8-hour sensory deprivation studies at NYU’s Research Center for Mental Health that I believe were quite benign. The subjects were carefully pre-screened volunteers, college students, air force pilots, and unemployed actors, who were, of course, told they could terminate the experiment at any point if they so wished and that they would receive a full account of the purpose of the experiment and its results. Our research was of purely theoretical interest to us, exploring individual differences in response to perceptual and social isolation within a psychoanalytic perspective. The US Air Force, which funded some of the research, saw in it a useful space-flight analogue and used our findings as part of their over-all effort in selecting the initial batch of astronauts for the Mercury space program.15
Under a grant from the National Institute of Mental Health, we also did some basic work on individual differences in LSD effects as a function of personality dispositions. Again, we followed strict ethical guidelines, obtained informed consent, explained the risks, and had the necessary medical remedies (i.e., Thorazine) in the event a subject wanted to terminate the LSD effects quickly. Also, I should make it clear that we used a minimal dose – 100 micrograms. Like other researchers we were intrigued by the notion of a model, reversible psychosis, and thought we might learn something about the structure of abnormal thought processes.16
What motivated the scientists?
In considering the total body of classified research conducted by or for the CIA that had as its overriding aim the control and manipulation of behavior, two questions suggest themselves: what motivated the scientists to work covertly on questionable projects; and what, in the end, was the yield in knowledge of these studies?
To do full justice to the first question would, of course, require fairly intimate familiarity with the personalities of these scientists, and their motivational underpinnings, conscious as well as unconscious. A difficult task at best, especially as most of them have refused even an interview. Only one, to my knowledge, has acknowledged (in a legal deposition 26 years later) that what had done in his capacity as a CIA psychologist “was a foolish mistake. We shouldn’t have done it... I’m sorry we did it because it turned out to be a terrible mistake.”17
Were they men bent on evil? Decidedly no, in my view. Though we have no calculus of evil, my contention is that they were not deliberately out to cause harm or destruction, nor did they seem especially sadistic according to the available evidence. They certainly cannot readily be compared with those who participated in the unparalleled cruelty of the concentration camp experiments. They did not view their subjects as subhuman, as intrinsically inferior, or as persons whose lives were “unworthy of life.” When things went wrong, in the case of the first suicide in 1953, it was clearly an accident and was viewed as such. They lied, they deceived, they caused psychological harm, they violated basic interpersonal trust and affronted human dignity, but commit deliberate murder or other unspeakable physical injury – no.
Some were earnest, boy-scout-like patriots who consented to do something they knew was unethical because they were persuaded it would further national security. Or they were in it for the perverse thrill or excitement that, for some people, goes hand-in-hand with covert activity. Others, such as Dr. Wolff, Dr. Cameron, and Dr. Isbell were caught up in the world of scientific abstraction and professional career goals, having lost touch with day-to-day human encounters and emotions. For many scientists, including those in the behavioral fields, a process of “dehumanization” becomes almost inevitable: subjects become data points, adding to the sample size; detachment and perhaps even arrogance holds sway, certainly a lack of emphatic sensitivity.
Parenthetically, I might note that recently the normative paradigm of scientific inquiry, positivism, has come up for an increasing critical attack, especially by feminist philosophers of science, for example Sandra Harding, Genevieve Lloyd, and Evelyn Fox Keller. They argue that positivism, in its emphasis on control, manipulation, dispassionate objectivity, and decontextual analysis, promotes an illusion of distance or separation between the knower and the known. A process of dehumanization, in this view, is a by-product of strict adherence to dispassionate scientific method.18
The CIA-backed scientists undoubtedly were aware of the Nuremberg Code of 1947, which stipulates that medical research should be intended to improve the lot of mankind and should be conducted only on persons who consented after being informed of the nature and risks of the experiment. Although this code was adopted by the USA in 1953, the finer points of that code was yet to be fully disseminated and debated in governmental, academic, and research circles, and had in any case not filtered down from the purely medical realm to the socio-behavioral. Unlike the situation at the present time, characterized by strict federal and institutional regulations and in-house ethics boards, in general there were insufficient formal controls and consciousness-raising among scientists about ethical issues in all their manifold and complex ramifications. The basic issue requiring constant attention from all of us is, of course, the age-old question: when may a society, actively or by acquiescence, expose some of its member to harm in order to seek benefits for them, for others, or for society as a whole?19
What was learned
As for the second question I posed above: What, indeed, was learned from these experiments? Was the yield worth the cost? According to the CIA’s own verdict, very little, if anything, was learned that was of operational value. Whether marijuana, sodium pentathol, LSD, mescaline, alcohol, sensory deprivation, hypnosis, or stress – singly or in combination – the behavioral findings were found unstable, unreliable, and unpredictable in their specific manifestation. In a way this is, as Marks points out, the saving grace of the behavioral scientist. In this connection, Marks cites an apt piece of irony, voiced by Dr. Martin Orne, a long-time CIA consultant and a psychiatrist specializing in hypnoses research: “We are sufficiently ineffective so that our findings can be published.”
In my view, behavioral scientists fail miserably as Svengalians and should forever ban power (prediction and control) as their underlying philosophy of science goal. The goal of understanding ought to suffice, even if it does not carry with it the prestige of the natural sciences. There is today an increasing recognition of the bankrupt status of large segments of psychological and behavioral research, especially research conceptualized and conducted in the positivist tradition. It is clearly a tradition that has fostered a view of human subjects in experiments as external objects towards whom something is done; the subject is placed in a vulnerable and disempowered position, rather than as a partner in the joint pursuit of knowledge, in a truly transactional, essentially social process. If the debacle of the CIA-inspired research has led to the recognition of these and other philosophically-based issues, it will have served some value.20
When the American public was informed of the CIA’s behavioral science program, first by the media through persistent and courageous investigative reporting, then by various senate committee hearings, a loud outcry of outrage ensued, a sign that Americans have a healthy revulsion against being pushed around and controlled, especially by sneaks. Heads rolled at the CIA. Helms was fired. Gottlieb resigned and disappeared. Wholesale shredding of documents and attempts at cover-ups took place, with the names of the undercover scientists among the first to disappear – they had been promised anonymity! God only knows what was in those documents in addition to the revelation found in the 16,000 (albeit heavily censored) pages released under the Freedom of Information Act to investigative reporters. I experienced my own special outrage because I had unwittingly worked for them (on the Chinese project). My informed consent had not even been requested. An ironic twist for a psychologist, indeed.
Among the many colorful headlines and editorials in the New York Times that neatly summed up the American feeling was the one that simply stated: “Control the CIA, Not Behavior.”21 One can only hope that the centralized administration that was instituted subsequently within the CIA, and the tightening of Congress’s monitoring function of covert activities, as well as tighter rules adopted by many universities and research centers vis-à-vis classified research and human experimentation in general, will prevent any repetition of this sort of glaring infraction of human rights.
Finally, it is my fervent hope that researchers, whether in the natural or behavioral sciences, no longer concern themselves solely with the advancing [sic] their science. In their single-minded preoccupation with science, pure or applied, they tend to deny or, at least, underestimate the place of ends, goals, and values in their relationship to science. In this regard, I can only echo a point made by Carl Rogers in 1956 in his debate with Skinner on “the control of human behavior,” when he warned that without careful scrutiny of the ends, goals, and values that lie outside our particular scientific endeavors, we are all much more likely to serve whatever individual or group has the power.22
-----------------
Leo Goldberger is professor emeritus of psychology at New York University, as well as a former director of NYU’s Research Center for Mental Health. He has written many papers over the years, on personality, stress, LSD, and sensory deprivation. He was the editor-in-chief of the journal Psychoanalysis and Contemporary Thought. He wrote the book, The Rescue of the Danish Jews: Moral Courage Under Stress (New York University Press, 1987), and was co-author of LSD: Personality and Experience (New York: Wiley Interscience, 1972).
Originally published in Roland, Friedlander, Müller-Hill (Eds.), Medical Science Without Compassion: Past and Present, Proceedings of the Hamburger für Sozialgeschichte des 20. Jarhundert, 1991. Republished here by permission of the author. Copyright belongs to Mr. Goldberger.
NOTES AND REFERENCES
I am publishing Prof. Goldberger's essay in full. The endnotes, typographical marks, and emphases are all from the original essay. Bracketed material represents editorial insertion. This is a long essay. For readability sake online, I have broken up some of the longer paragraphs. In addition, I have added some subheads, both to make the article easier to read, and to help orient the reader in finding content. I have tried to keep the subhead titles empty of editorial comment.
An actual PDF of the original essay is available at this link, or see embedded document below.
There has been a dearth of historical work done on the actual work of psychologists and other behavioral scientists on the various CIA mind control and interrogation programs. To this day, there is no academic examination of the full extent of the MK-ULTRA and similar CIA programs, even though much of the relevant material was released years ago. The failure of both the academic world, and civil society in general, to deal with the crimes undertaken by the CIA and Pentagon in relation to these types of programs led directly to the use of experimental torture programs by the U.S. government after 9/11.
In particular, it is very rare that a participant scientist would speak out on his participation, witting, or as in Prof. Goldberger's case, unwitting, in the CIA's MK-ULTRA program. I am posting this material here as a public service, and with the aim of encouraging others to step forward and contribute what they experienced. At another time, I will attempt a critical review of Prof. Goldberger's work. I am very grateful to him for having the courage to step forward and talk about what he experienced.
For those looking for a view from the other side, so to speak, see my review of Karen Wetmore's book, Surviving Evil – CIA Mind Control Experiments in Vermont, written from the standpoint of an MK-ULTRA experimental subject; or see her guest post written for this blog, "Fifty Years of Secrecy: Investigating CIA Mind Control Experiments in Vermont" (April 2015).
Professor Goldberger wrote to me last year to amplify his feelings about his contributions to CIA research during the Cold War.
"In retrospect, I still find it abhorrent that so many others and I were unwittingly hoodwinked to engage in research at the behest of the CIA and that our findings were often so blatantly extrapolated and used to further unethical aims. Unlike the basic requirement for obtaining “informed consent” (in accord with the Nuremberg Code of medical and research ethics) established back in 1947, we as the research investigators were not given the respect and trust to be fully informed and asked for our consent.
"Those dark years were truly a shameful chapter in American history!"
The CIA-LSD Story in Retrospect
by Leo Goldberger
[Professor Emeritus, Psychology, New York University]
It is not a pretty story, but then the very mention of the CIA conjures up nasty business – concerns far removed from the Ivory Tower of Science. Yet, as we know only too well, the world of science does intermesh with the world of affairs, politics and power, and more often than not these worlds may collide in terms of their implicit and all too frequently unexamined assumptions and value systems. This was obviously the case in the USA when, during the 1950s and 1960s, some major breaches in the conduct of human experimentation occurred.
These breaches were not limited to the administration of LSD and other psychoactive or unproven drugs to unsuspecting persons (soldiers, college students, and psychiatric patients) as guinea pigs, but involved a long list of other macabre interventions, such as radiation, harassment substances, and paramilitary devices and materials. In some experiments, certain drastic forms of sensory deprivation and immobilizing drugs, such as curare and Sernyl, were also used.
In other experiments, sensory deprivation was combined with so-called “psychic driving” techniques, the brainchild of Dr. Ewen Cameron, a prominent psychiatrist of his day, in which psychiatric patients were exposed to the intensive repetition (16 hr. a day for six to seven days or more) of prearranged verbal signals while receiving intensive electric shocks. Rather risky undertakings, based on harebrained, pseudo-scientific ideas and most certainly a clear breach of ethics. The use of various modes of indirect personality assessment procedures and invasive techniques was also highly questionable. Mercifully, some techniques, such as neurosurgery (for the purpose of exploring the pain center), were apparently ruled out as too dangerous.1
The guilty parties, who entered into a Faustian-like pact with the CIA, compromising their scientific credo, belonged to several distinct categories, categories that became less and less distinct with time. There were, first of all, the so-called CIA Technical Staff, scientists among them, which in the case of the behavioral sciences (a term I shall use to include a variety of disciplines in the life sciences as well as the social sciences and mental health fields) was very limited in number.
In fact, the person who quickly rose to become the head of the CIA’s Mind Control unit, Dr. Sidney Gottlieb, a protégé of the CIA Director himself, Richard Helms, was a pharmacologist with a biochemistry doctorate who had served in the Technical Service Division’s chemical wing, working with germs and other unspeakable weaponry. But Dr. Gottlieb soon found a cadre of willing psychologists and psychiatrists as fully committed hired hands or, in some instances, as consultants, on call when the need arose. It was principally this more limited group that crossed the usually untraversed chasm between the CIA’s Technical Division and the Operational Division, the latter being the division whose agents are responsible for field operations, those who actually do the dirty work.2
The second category consisted of a sizable number of scientists, many of whom were, or at least claim to have been, blissfully unaware of their connection to the CIA. (One ought to note, for what it’s worth, that according to the CIA, one-fourth of the American scientists who were approached by the CIA agreed to work for it!)3 They were the recipients of grants from a few private medical research foundations, three or four in all, that served as secret conduits for research funding, by and large of the pure science variety, but research that held immediate or potential interest for the CIA.
Some scientists received grants for work that clearly had little if any CIA relevance; however, their projects and publications, which typically acknowledged the foundation grant, served as a cover. Their names added luster to the CIA front foundation, making the foundation’s work seem legitimate. This was so in the case of Carl Rogers, for example, the well-known founder of client-centered therapy; B.F. Skinner and Hans Eysenck, world renowned psychologists, are other examples.
Other scientists clearly knew whence the funding derived and, indeed, were in direct communication with CIA agents or became regular consultants. A few of them served as pipelines of information for the CIA. They kept the CIA posted on what was happening in the laboratories, journals, and scientific meetings that might be of potential interest. A sort of science spy network, as it were – all very, very secret, as “national security” was presumably at stake as well as the reputation of the CIA-associated scientists.
But I am getting ahead of my story. I ought first to indicate my own interest and role in this sordid business. I shall briefly describe how I fit in, while moving the more relevant story along. I was a graduate student in psychology at McGill University (Montreal, Canada) in 1952, when I was solicited to serve as a subject in an experiment which was to pay $1/hr and which required that I set aside several days. In need of money and with a virtuous impulse to help a fellow graduate student complete his dissertation research, I agreed.
The experiment, as I learned several years later, was the first of many – generically known as sensory deprivation. I was isolated in a small sound-proofed room and requested to lie as motionless as possible, in a supine position, wearing translucent goggles. No activity, no sensory stimulation except for an occasional test procedure over an intercom system to evaluate my mental functions. This went on, in my case, for 24 hours.
As I recall, it was a rather boring experience, broken by sleep and stretches of fantasy-filled reveries, but not an especially dramatic, stressful, or debilitating one. Though I had given my “informed consent,” I was not given much in the way of a satisfactory “debriefing.” I was only given a rather general rationale for the study – certain hypotheses concerning the relationship of the sensory system and cortical functioning were being tested – but certainly not told the whole truth, which as I was to learn later, was the exploration of so-called brainwashing techniques. The study was in fact a piece of contract work for the Canadian Department of Defense and was highly classified.4
The Human Ecology Program
In 1954, still a graduate student but now in New York, I was employed as a research psychologist at Cornell Medical Center – New York Hospital, within a unit named the “Human Ecology Program,” nominally housed in the neurology department and headed by a most eminent professor of neurology, Dr. Harold G. Wolff, known for his pioneering work on headaches, pain, and psychosomatic disorders. (Dr. Wolff had served as editor-in-chief of the AMA’s Archives of Neurology and Psychiatry and, in 1960, became president of the American Neurological Association.)
My assignment was to participate in an interdisciplinary project studying the adaptation of 100 Chinese men and women to life in America. They represented a group of Chinese who had come to the USA on a temporary basis to pursue postgraduate work in a variety of fields. In consequence of the Communist take-over, our government decided to block the return of these men and women, most of whom were thus stranded in the USA without their families and faced with an uncertain future. I and the rest of the staff were investigating this “experiment in nature” – the stress of geographic dislocation and its adaptational consequences – in order to determine the “ecological aspects of disease,” in Dr. Wolff’s original phrasing. My role on the interdisciplinary team was to assess the Chinese by a fairly standard battery of personality and intelligence tests. The anthropologist and the sociologist interviewed them about cultural and kinship issues, while a psychiatrist and a psychoanalyst plied their special types of probing questions. In return for their participation in our project, the Chinese received a complete physical – free of charge – something they very much appreciated. They were also motivated intrinsically by a desire to tell us about China and Chinese culture, in not about their own interrupted lives.
Little did I know then that my work with the Chinese had been designed by others for an entirely different end. Only in 1977, more than twenty years later, upon receiving a call from an investigative reporter who wished to interview me about my involvement with the Human Ecology Program, did I learn the truth. To my shocked surprise, I found out that the program I had been a part of had been totally financed by the CIA. The real aim of the Chinese project – and the reason for its generous funding, I now learned – was to ferret out potential agents for future assignments in China. (Incidentally, the Chinese project was duly replicated, using Hungarian Freedom Fighters of 1956, this time with the surreptitious aim of studying the characteristics of “defectors.”)
Subsequently it was revealed that only Dr. Wolff, and perhaps one or two of his staff and others high up in the university and hospital administration, knew of the behind-the-scenes role of the CIA. It seems that Dr. Wolff was a personal friend of Allan Dulles, then CIA Director. The lure of continuous, large-scale funding, which could be diverted to a variety of other and more traditional research projects under Dr. Wolff’s direction, must have been very attractive to this totally science-absorbed, emotionally detached, and ascetic workaholic. Of course, patriotic sentiment undoubtedly played a significant role given the temper of the times.
In 1955, in response to Wolff’s enthusiastic and grand vision of the “synergistic partnership between science and the CIA,” the Agency enlarged the CIA-funded study program into a research foundation (the money presumably coming from rich private donors and former patients, but actually from the CIA) which became known as the “Society for the Investigation of Human Ecology,” with Wolff as president. Through this CIA-controlled funding mechanism, Wolff extended his and his staff’s efforts on behalf of the Agency, efforts which now went far beyond Cornell. Wolff was expansive in his scientific dream, to say the least. For instance, he wrote the CIA that once he had figured out “how the human mind really worked,” he would tell the Agency “how a man be made to think, feel and behave according to the wishes of other men, and conversely, how a man can avoid being influenced in this manner.”5
In retrospect, there were several peculiar events during my two years with the Human Ecology Program that ought to have aroused my suspicion that things were not what they seemed. The first was an intense interest Dr. Wolff showed in my experience as a subject at McGill, something I had only casually mentioned once. He wanted every detail, and eventually he urged me to duplicate the experimental set-up at the hospital, using the more drastic stimulus reduction technique provided by water immersion. This was a technique developed by John Lilly, whose frontier brain research at NIH was of intense CIA interest, but who apparently had refused their approaches because he found secrecy inimical to the scientific process. Little did I know that Dr. Wolff’s desire to grill me about my sensory deprivation experience was triggered by his preoccupation with brainwashing techniques, of interest to the CIA, for whom he was preparing a comprehensive report.6
The Notion of "Brainwashing"
It was the notion of “brainwashing” that, in Marks’ phrase, helped Americans “pull together a lot of unsettling evidence into one sharp fear” and served as the starting point for the CIA’s involvement with the behavioral sciences.7 In the early 1950s, rumors were flying about various exotic, mysterious techniques (dubbed “brainwashing” in a 1950 Miami News article planted by Edward Hunter, a CIA agent with a journalist cover) supposedly practiced by the Russians, the Chinese, and the Koreans to extract confessions for public show trials. Just conjure up the picture of the bizarre public confession of Cardinal Mindszenty in 1949, who appeared zombie-like, as if drugged. The USA was in the midst of cold-war hysteria and propaganda battles were being fought around the globe. Anti-communism was at its highest pitch, and so was McCarthyism. No wonder the CIA was on the alert, trying to assess what was happening. They were trying to determine exactly how the Russians, Chinese, and Koreans interrogated their prisoners, how they extracted confessions. Were they using drugs, hypnosis, sensory deprivation, subliminal or extrasensory communication, stress techniques or some sort? If so, “our side” had to know for defensive and, ultimately, for offensive purposes.
This laid the seed for the CIA’s Mind Control program which, for Richard Helms, was actually a continuation of his earlier OSS work during WW2, in which drugs such as marijuana, and psychological ploys, had also played a role. In fact, several of the initial staff recruited for this CIA unit were former OSS staff members experienced in the derring-do of clandestine work and its science-fiction-like, imaginative, and sometimes lurid escapades.
The CIA’s Mind Control program, known at various points in the 1950s and 1960s by the cryptonyms BLUEBIRD, ARTICHOKE, MIDNIGHT CLIMAX, MK-ULTRA, MK-DELTA, among several others, eventually funded 185 non-governmental scientists at 86 institutions, some of the most prestigious universities and hospitals in the USA, at about $25 million. Its arena of interest, which began with the search for a truth drug or hypnotic method as an aid in interrogating enemy agents, broadened by leaps and bounds once “brainwashing” had become a focal concern. In a 1953 document, for example, Dr. Gottleib listed subjects he expected one contracting scientist to investigate with the $85,000 the Agency was paying him. Dr. Gottlieb wanted “… operationally pertinent materials along the following lines:
a. Disturbance of memory
b. Discrediting by abhorrent behavior
c. Alteration of sex patterns
d. Eliciting of information
e. Suggestibility
f. Creation of dependence.”
A tall order to say the least.
A second potential clue that the Human Ecology Program was involved in some extraneous business was a meeting I attended in 1955, along with some 30 psychologists and psychiatrists, most of them quite prominent in their field. They were all recipients of some past or current grant money from the Society For Human Ecology for their research. The meeting was called to order by one of the administrators of the society (a psychologist and retired major-general), who alerted us to the confidential nature of the topics to be discussed and said that we were free to leave at any time if the matter held no interest for us.
In my own case, I left fairly early upon hearing the gist of the task at hand: we were asked to help prepare a manual on the interpretation of non-verbal behavior (signs, cues, gestures, etc.) for use by CIA agents in debriefing American visitors to the USSR (who might have met various high-ranking officials about whom valuable intelligence regarding health/illness status, personality, and attitudes could be generated indirectly). I left because I had no stomach for the preoccupation with the East-West conflict nor for clandestine work. But I also thought it was a foolish and unrealistic undertaking: what could we as psychologists validly and usefully deduce about another person by second-hand reports of external behavior? Better ask Gypsy palm readers, hypnotists, car salesmen, or their ilk – they are, I suspect, far better commonsense psychologists, superior “menschenkenner,” than the professionals in the behavior science field.
When in 1977 the New York Times carried a series of headline stories exposing the details of the CIA’s secret Mind Control program, I was not at all surprised to read that the CIA had, indeed, pumped headwaiters, fortune-tellers, prostitutes, hustlers, con artists, psychics, hypnotists, and others for their collective wisdom on how to assess and manipulate people. A magician apparently was also on the CIA payroll for the purpose of teaching agents how to slip LSD surreptitiously into someone’s drink at a party.8
"Unwitting CIA guinea pigs"
Administering LSD without informed consent was among the worst offenses perpetrated by the CIA-connected scientists – psychiatrists and psychologists among them. The CIA’s technical staff (that is, those scientists who worked for the CIA) certainly knew enough from the published LSD research to know that the variables of experimental set and setting play a major role in mediating the effects. They knew it was possible to predict the general effects of a certain dosage level for a given type of person under given laboratory conditions, but what about natural, field conditions? This had never been systematically investigated under prevailing standards of professional ethics. Nevertheless, the CIA scientists went ahead. They felt it was a sufficiently important question in light of national security considerations.
According to some accounts, as many as 50 people, including CIA agents themselves, several foreign agents, soldiers, and people deliberately picked up in bars and brought to a “safe house” by prostitutes, were given LSD or other hallucinogenic drugs without their knowledge, serving as unwitting CIA guinea pigs.9 Though the records of these surreptitious experiments were ordered destroyed by Richard Helms in 1973 – on the eve of the first Senate investigation – we do know that there were at least two suicides as a direct result of the mind distorting drug experience. A lawsuit by the family in connection with one of them is still pending [in 1991] as are at last four other lawsuits by former soldiers.10
One particularly gruesome experimental run was conducted by the research director at the Federal Drug Facility in Lexington, Kentucky, Dr. Harris Isbell. Here inmates were rewarded with either the drug of their choice – usually cocaine or heroin – or early release if they volunteered. He personally administered LSD in increasing dosages to seven men for some 70 days to test tolerance levels! He has never permitted any interviews.11 Incidentally, the pivotal figure in the CIA, Dr. Gottlieb, not only has refused any interviews, but, after the initial press attention and his resignation in 1973, he fled, living abroad for several years. He eventually returned in 1977 to testify in closed chamber before the Senates [sic] Subcommittee on Health and Scientific Research, having been granted immunity from criminal prosecution.12
According to his colleagues, Gottlieb is a “tinkerer... he likes to fiddle with things.... He has never made a decision on his own... not a guy who would make waves with authority.... He has a singular talent, much needed within the CIA, the ability to take a complicated scientific problem and explain it in terms that his non-scientific superiors could understand.”13 It was obviously this talent that his patron, Richard Helms, a non-scientist, valued. One might also infer that it was Richard Helms, the boss, who gave the orders and Gottlieb, the tinkerer, who carried them out. As a tinkerer, in the tradition of the technician, he focused more on means than on ends. This same quality of “tinkering” was true also of the CIA’s chief psychologist, with whom I became personally familiar when he worked under cover on the Chinese project at Cornell.
What were the after-effects, if any, in the more than 1000 college students, prisoners, mental patients, and army personnel who were subjected to LSD or similar drugs under a variety of conditions, with varying degrees of informed consent or explanation of potential risk factors? We simply do not know. The army, which along with other military services conducted its own as well as CIA-inspired research on LSD, was instructed by congress to do a follow-up.14 The results have, to my knowledge, not become public yet.
Much of the published work on such topics as LSD or sensory deprivation was carried out under quite legitimate auspices, governmental and otherwise. Not everything in these areas of research was tainted by CIA moneys. In my own case, soon after leaving Cornell’s Human Ecology Program I conducted a series of 8-hour sensory deprivation studies at NYU’s Research Center for Mental Health that I believe were quite benign. The subjects were carefully pre-screened volunteers, college students, air force pilots, and unemployed actors, who were, of course, told they could terminate the experiment at any point if they so wished and that they would receive a full account of the purpose of the experiment and its results. Our research was of purely theoretical interest to us, exploring individual differences in response to perceptual and social isolation within a psychoanalytic perspective. The US Air Force, which funded some of the research, saw in it a useful space-flight analogue and used our findings as part of their over-all effort in selecting the initial batch of astronauts for the Mercury space program.15
Under a grant from the National Institute of Mental Health, we also did some basic work on individual differences in LSD effects as a function of personality dispositions. Again, we followed strict ethical guidelines, obtained informed consent, explained the risks, and had the necessary medical remedies (i.e., Thorazine) in the event a subject wanted to terminate the LSD effects quickly. Also, I should make it clear that we used a minimal dose – 100 micrograms. Like other researchers we were intrigued by the notion of a model, reversible psychosis, and thought we might learn something about the structure of abnormal thought processes.16
What motivated the scientists?
In considering the total body of classified research conducted by or for the CIA that had as its overriding aim the control and manipulation of behavior, two questions suggest themselves: what motivated the scientists to work covertly on questionable projects; and what, in the end, was the yield in knowledge of these studies?
To do full justice to the first question would, of course, require fairly intimate familiarity with the personalities of these scientists, and their motivational underpinnings, conscious as well as unconscious. A difficult task at best, especially as most of them have refused even an interview. Only one, to my knowledge, has acknowledged (in a legal deposition 26 years later) that what had done in his capacity as a CIA psychologist “was a foolish mistake. We shouldn’t have done it... I’m sorry we did it because it turned out to be a terrible mistake.”17
Were they men bent on evil? Decidedly no, in my view. Though we have no calculus of evil, my contention is that they were not deliberately out to cause harm or destruction, nor did they seem especially sadistic according to the available evidence. They certainly cannot readily be compared with those who participated in the unparalleled cruelty of the concentration camp experiments. They did not view their subjects as subhuman, as intrinsically inferior, or as persons whose lives were “unworthy of life.” When things went wrong, in the case of the first suicide in 1953, it was clearly an accident and was viewed as such. They lied, they deceived, they caused psychological harm, they violated basic interpersonal trust and affronted human dignity, but commit deliberate murder or other unspeakable physical injury – no.
Some were earnest, boy-scout-like patriots who consented to do something they knew was unethical because they were persuaded it would further national security. Or they were in it for the perverse thrill or excitement that, for some people, goes hand-in-hand with covert activity. Others, such as Dr. Wolff, Dr. Cameron, and Dr. Isbell were caught up in the world of scientific abstraction and professional career goals, having lost touch with day-to-day human encounters and emotions. For many scientists, including those in the behavioral fields, a process of “dehumanization” becomes almost inevitable: subjects become data points, adding to the sample size; detachment and perhaps even arrogance holds sway, certainly a lack of emphatic sensitivity.
Parenthetically, I might note that recently the normative paradigm of scientific inquiry, positivism, has come up for an increasing critical attack, especially by feminist philosophers of science, for example Sandra Harding, Genevieve Lloyd, and Evelyn Fox Keller. They argue that positivism, in its emphasis on control, manipulation, dispassionate objectivity, and decontextual analysis, promotes an illusion of distance or separation between the knower and the known. A process of dehumanization, in this view, is a by-product of strict adherence to dispassionate scientific method.18
The CIA-backed scientists undoubtedly were aware of the Nuremberg Code of 1947, which stipulates that medical research should be intended to improve the lot of mankind and should be conducted only on persons who consented after being informed of the nature and risks of the experiment. Although this code was adopted by the USA in 1953, the finer points of that code was yet to be fully disseminated and debated in governmental, academic, and research circles, and had in any case not filtered down from the purely medical realm to the socio-behavioral. Unlike the situation at the present time, characterized by strict federal and institutional regulations and in-house ethics boards, in general there were insufficient formal controls and consciousness-raising among scientists about ethical issues in all their manifold and complex ramifications. The basic issue requiring constant attention from all of us is, of course, the age-old question: when may a society, actively or by acquiescence, expose some of its member to harm in order to seek benefits for them, for others, or for society as a whole?19
What was learned
As for the second question I posed above: What, indeed, was learned from these experiments? Was the yield worth the cost? According to the CIA’s own verdict, very little, if anything, was learned that was of operational value. Whether marijuana, sodium pentathol, LSD, mescaline, alcohol, sensory deprivation, hypnosis, or stress – singly or in combination – the behavioral findings were found unstable, unreliable, and unpredictable in their specific manifestation. In a way this is, as Marks points out, the saving grace of the behavioral scientist. In this connection, Marks cites an apt piece of irony, voiced by Dr. Martin Orne, a long-time CIA consultant and a psychiatrist specializing in hypnoses research: “We are sufficiently ineffective so that our findings can be published.”
In my view, behavioral scientists fail miserably as Svengalians and should forever ban power (prediction and control) as their underlying philosophy of science goal. The goal of understanding ought to suffice, even if it does not carry with it the prestige of the natural sciences. There is today an increasing recognition of the bankrupt status of large segments of psychological and behavioral research, especially research conceptualized and conducted in the positivist tradition. It is clearly a tradition that has fostered a view of human subjects in experiments as external objects towards whom something is done; the subject is placed in a vulnerable and disempowered position, rather than as a partner in the joint pursuit of knowledge, in a truly transactional, essentially social process. If the debacle of the CIA-inspired research has led to the recognition of these and other philosophically-based issues, it will have served some value.20
When the American public was informed of the CIA’s behavioral science program, first by the media through persistent and courageous investigative reporting, then by various senate committee hearings, a loud outcry of outrage ensued, a sign that Americans have a healthy revulsion against being pushed around and controlled, especially by sneaks. Heads rolled at the CIA. Helms was fired. Gottlieb resigned and disappeared. Wholesale shredding of documents and attempts at cover-ups took place, with the names of the undercover scientists among the first to disappear – they had been promised anonymity! God only knows what was in those documents in addition to the revelation found in the 16,000 (albeit heavily censored) pages released under the Freedom of Information Act to investigative reporters. I experienced my own special outrage because I had unwittingly worked for them (on the Chinese project). My informed consent had not even been requested. An ironic twist for a psychologist, indeed.
Among the many colorful headlines and editorials in the New York Times that neatly summed up the American feeling was the one that simply stated: “Control the CIA, Not Behavior.”21 One can only hope that the centralized administration that was instituted subsequently within the CIA, and the tightening of Congress’s monitoring function of covert activities, as well as tighter rules adopted by many universities and research centers vis-à-vis classified research and human experimentation in general, will prevent any repetition of this sort of glaring infraction of human rights.
Finally, it is my fervent hope that researchers, whether in the natural or behavioral sciences, no longer concern themselves solely with the advancing [sic] their science. In their single-minded preoccupation with science, pure or applied, they tend to deny or, at least, underestimate the place of ends, goals, and values in their relationship to science. In this regard, I can only echo a point made by Carl Rogers in 1956 in his debate with Skinner on “the control of human behavior,” when he warned that without careful scrutiny of the ends, goals, and values that lie outside our particular scientific endeavors, we are all much more likely to serve whatever individual or group has the power.22
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Leo Goldberger is professor emeritus of psychology at New York University, as well as a former director of NYU’s Research Center for Mental Health. He has written many papers over the years, on personality, stress, LSD, and sensory deprivation. He was the editor-in-chief of the journal Psychoanalysis and Contemporary Thought. He wrote the book, The Rescue of the Danish Jews: Moral Courage Under Stress (New York University Press, 1987), and was co-author of LSD: Personality and Experience (New York: Wiley Interscience, 1972).
Originally published in Roland, Friedlander, Müller-Hill (Eds.), Medical Science Without Compassion: Past and Present, Proceedings of the Hamburger für Sozialgeschichte des 20. Jarhundert, 1991. Republished here by permission of the author. Copyright belongs to Mr. Goldberger.
NOTES AND REFERENCES
- The best single background source for the CIA’s Mind Control program, its personnel and funding fronts is J. Marks, The Search for the “Manchurian Candidate” (New York: New York Times Books, 1979). Except where I rely on my own knowledge or cite other sources, I have relied heavily on Marks’ carefully documented book in preparing the present paper. John Marks, whose investigative work played a singular role in exposing the story, was affiliated with the Washington-based Center for National Security Studies, funded by the Civil Liberties Union and served as a watchdog group of the actions of American secret agencies. For a detailed close-up of Dr. Ewen Cameron, the man, his research, and a chilling portrait of the misuse of medical power and its victims, see Anne Collins, In the Sleep Room: The Story of the CIA Brainwashing Experiments in Canada (Toronto: Lester & Orpen Dennys, 1988). See also A. Weinstein, A Father, a Son and the CIA (Toronto: James Lorimer & Co., 1988).
- New York Times, 20 September 1977.
- T. Szulc, “The CIA’s Electric Kool-Aid Acid Test,” Psychology Today, November 1977, p. 94.
- Collins, op.cit., pp. 248-249.
- New York Times, 2 August 1977; See also Marks, op. cit.
- H.G. Wolff, & L. Hinkle, “Communist Interrogation and Indoctrination of ‘Enemies of the State,’” Archives of Neurology and Psychiatry, 76:115-74, 1956. This is the published version of the report.
- New York Times, 2 August 1977.
- New York Times, 2, 4, 5, 7, 9, 14, 25, 27 August 1977; 3, 7, 21 September; 7, 9, 19 September 1977.
- New York Times, 20 & 21 September 1977.
- New York Times, 27 August 1977; 7 October 1977.
- New York Times, 11 August 1977.
- New York Times, 7 September 1977.
- New York Times, 20 September 1977.
- New York Times, 19 October 1977.
- L. Goldberger, “Experimental isolation: An overview,” American Journal of Psychiatry 122: 774-782, 1966
- H.L. Barr, R.J. Langs, L. Goldberger, R.R. Holt, & G.S. Klein, LSD: Personality and Experience (New York: Wiley Interscience, 1972). Our book gives a full account of the research protocol, nothing classified and nothing withheld, unlike the publications that came out of the CIA-tainted research.
- Jack Anderson and Dale Van Atta. Washington Post, 27 October 1985.
- S. Harding and M. Hintikka, (eds.) Discovering Reality: Feminist Perspective on Epistemology, Metaphysics, Methodology, and the Philosophy of Science (Dordrecht, Holland: D. Reidel, 1983z); G. Lloyd, The Man of Reason: “Male” and “Female” in Western Philosophy (Minneapolis: University of Minnesota Press, 1984); E.F. Keller, Reflections on Gender and Science (New Haven, Connecticut: Yale University Press, 1985).
- J. Katz, Experimentation with Human Beings (New York: Russel Sage Foundation, 1972).
- J.G. Morawski, The Rise of Experimentation in American Psychology (New Haven, Connecticut: Yale University Press, 1988).
- New York Times, Editorial, 5 August 1977.
- C. Rogers, and B.F. Skinner, “Some issues concerning the control of human behavior: a symposium,” Science 124: 1057-1066, 1956.